Duties & Responsibilities:
Contribute to the efficient and effective functioning of Compliance Function

Assist in ensuring that Assupol Group of companies is in compliance with applicable law, industry and regulatory body requirements with specific reference to AML/CFT legislation and FIC requirements.
Assist in managing AML/CFT projects as they become necessary.

Have ability to conduct and/or manage Anti-Money Laundering assignments, including ability to conduct compliance reviews and identify areas for improvement / non-compliance with relevant legislation.
Advise business on Anti-Money Laundering Solutions and provide technical input into Anti-Money Laundering solutions.
Assist business with verification of new and existing clients to ensure compliance with AML/CFT legislation.

Developing Thought Leadership in AML and related themes.
Draft or review the accountable institution’s FICA RMCP on a regular basis as and when it becomes necessary to do so.
Promote prevention of legal and regulatory risk in the company (TCF).
Maintain efficient and effective operations in Compliance.
Validate that policies and procedures with regards to AML/CFT Compliance are being adhered to. (TCF)
Conduct regulatory Training
Assist with any compliance projects as may be required from time to time.
Monitor the regulatory platforms and changes to legislations:
Provide an impact Assessment
Identify business impact
Conduct workshops and unpack the impact thereto
Get business comments where needed and respond to the regulator.
Responsible for regulatory reporting
Provide business with advise where needed.

Attend to regulatory and client complaints (TCF)

Assist with investigation of regulatory and client’s complaints (FIC cases)

Responsible for Compliance Monitoring and Reporting

Monitor AML/CFT compliance risk, policies and procedures at Head Office and branches of Assupol Group.
Complete monitoring reports where required.
Provide overall compliance assistance, guidance and advice to Assupol Group of Companies.
Contribute to the development of compliance risk management plans.
Contribute to the completion of compliance reporting (internal and regulatory).

Provide Training and Awareness on Compliance Matters

Create awareness in Assupol Group of Companies with AML/CFT law requirements (TCF)
Train business departments on AML/CFT as well as other regulations as they become necessary
Inform employees about relevant compliance matters.
Develop, educate and enabling healthy and business orientated compliance culture

Requirements
Formal Education

LLB or B-tech (Auditing)
Bachelor’s degree or equivalent
Compliance Certificate (Advantage)

Experience

General compliance/risk experience in a compliance role of three to five years required
2-3 years’ specific AML.CFT compliance monitoring experience.
CISA membership compulsory

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Use the link(s) below to apply on company website.